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Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 1

Regulations Governing the Preparation of Financial Reports by Securities Firms｜第 1 條｜證券暨期貨管理｜Regulation｜In Force

第 一 章｜金融監督管理委員會｜v1.0

Effective Date: 2028-01-01｜Last Amended: 2026-04-28

Content

These Regulations are adopted under Article 14, paragraph 2 of the Securities and Exchange Act (the "Act").

Related Regulations - Regulations Governing the Preparation of Financial Reports by Securities Firms

• Regulations Governing the Offering and Issuance of Securities by Securities Issuers - Article 70（第 70 條）
• Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 10（第 10 條）
• Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 2（第 2 條）
• Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 3（第 3 條）
• Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 4（第 4 條）
• Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 5（第 5 條）
• Regulations Governing the Preparation of Financial Reports by Securities Firms - Article 6（第 6 條）