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Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 6

Regulations Governing the Offering and Issuance of Overseas Securities by Issuers｜第 6 條｜證券暨期貨管理｜Regulation｜In Force

第 一 章｜金融監督管理委員會｜v1.0

Last Amended: 2021-03-29

Content

An issuer intending to issue and offer overseas securities shall, after obtaining a letter of approval from the Central Bank, duly file with the FSC for effective registration, enclosing all required documents. When an issuer registers to issue and offer overseas securities, it shall engage a securities underwriter for evaluation and duly produce an evaluation report. However, this does not apply to an issue of straight corporate bonds or a registration for issuance of overseas depositary receipts pursuant to Article 12-1. An amended registration shall be filed promptly with the FSC if there is any change in the particulars registered in the documents submitted.

Related Regulations - Regulations Governing the Offering and Issuance of Overseas Securities by Issuers

• Regulations Governing the Preparation of Financial Reports by Securities Issuers - Article 15（第 15 條）
• Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 11（第 11 條）
• Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 1（第 1 條）
• Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 2（第 2 條）
• Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 3（第 3 條）
• Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 4（第 4 條）
• Regulations Governing the Offering and Issuance of Overseas Securities by Issuers - Article 5（第 5 條）